Wealth QA Analyst — Hybrid Quality & Compliance

Citizens; Charlotte (NC); Hybrid; USD 65,000 - 95,000; Full time

Job summary

Citizens is seeking a QA-focused professional to lead quality assurance planning and testing for wealth management processes and systems. The role emphasizes test execution, documentation, and risk-mitigation, with a strong focus on regulatory compliance.

The ideal candidate will have a minimum of 1 year in bank/financial services in Wealth Operations, FINRA Series 7 licensure, and excellent communication and time-management skills to thrive in a fast-paced environment.

Qualifications

• Minimum 1 year in bank/financial services, ideally Wealth Operations.
• FINRA Series 7 licensure is required.
• Strong interpersonal, verbal and written communication skills.
• Ability to work fast-paced, multi-dimensional environment with good time management.
• Analytical, independent decision-making and problem-solving abilities.
• Detail-oriented with a goal-driven approach in Wealth Management.

Responsibilities

• Quality assurance planning: develop and implement QA strategies, methodologies, and test plans for wealth management processes and systems.
• Test execution, analysis, documentation, reporting, and process improvement to mitigate risk.
• Keep regulatory compliance up to date with changes affecting wealth management operations and systems.

Skills

Quality Assurance

Test planning

Test execution

Regulatory compliance

FINRA Series 7 licensure

Communication skills

Time management

Decision making

Attention to detail

Education

High school diploma or GED

Associates degree

Bachelor's degree

Job description

Citizens is seeking a QA-focused professional to lead quality assurance planning and testing for wealth management processes and systems. The role emphasizes test execution, documentation, and risk-mitigation, with a strong focus on regulatory compliance.

The ideal candidate will have a minimum of 1 year in bank/financial services in Wealth Operations, FINRA Series 7 licensure, and excellent communication and time-management skills to thrive in a fast-paced environment.