Senior CQA Analyst, Regulatory Compliance Testing

U.S. Bank; Charlotte (NC); On-site; USD 105,400 - 124,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) with employer funding

Paid vacation and holiday opportunities

Job summary

A national financial institution is looking for a CQA Analyst to conduct regulatory compliance testing in various financial sectors. The ideal candidate will enhance the compliance program by developing testing plans, assessing internal controls, and ensuring adherence to laws and regulations. Strong analytical skills and excellent communication abilities are required, along with a bachelor's degree and significant experience in compliance. The role involves working from the office three times a week and offers a comprehensive benefits package.

Qualifications

• Typically more than six years of applicable experience.
• FINRA 7 and 24 licenses preferred.

Responsibilities

• Conduct compliance reviews of various financial business lines.
• Develop comprehensive testing plans and execute testing.
• Communicate findings and recommend corrective actions.

Skills

Excellent organization skills

Ability to manage multiple priorities

Strong oral and written interpersonal communication skills

Strong knowledge of laws and regulations

Proficient computer skills, especially Microsoft Office

Education

Bachelor’s degree or equivalent work experience

Job description

A national financial institution is looking for a CQA Analyst to conduct regulatory compliance testing in various financial sectors. The ideal candidate will enhance the compliance program by developing testing plans, assessing internal controls, and ensuring adherence to laws and regulations. Strong analytical skills and excellent communication abilities are required, along with a bachelor's degree and significant experience in compliance. The role involves working from the office three times a week and offers a comprehensive benefits package.