Wealth Management Branch Leader

711 MS Smith Barney, LLC; Wisconsin; On-site; USD 120,000 - 170,000; Full time

Job summary

Morgan Stanley in Wisconsin seeks a Resident Manager to drive revenue, manage risk, and lead a branch. You will build client relationships with high net worth households while ensuring service quality and regulatory compliance.

You will oversee a team of Financial Advisors and branch staff, align with market executives, and maintain ethical practices. This role reports to senior management and carries responsibility for branch results.

Qualifications

• Bachelor’s degree required or equivalent education or experience.
• Active securities licenses as required (Series 7/8 or 9/10, 66/63/65, and 3 registrations).
• Minimum 5 years of experience as a Financial Advisor or in branch management.

Responsibilities

• Build a client base of high net worth households and manage long-term relationships.
• Lead and develop a cohesive branch team and drive revenue and risk management.
• Ensure compliance with federal, state and local laws and Firm policies.

Skills

Leadership

Client relations

Team management

Sales leadership

Regulatory compliance

Education

Bachelor’s degree or equivalent

Job description

Morgan Stanley in Wisconsin seeks a Resident Manager to drive revenue, manage risk, and lead a branch. You will build client relationships with high net worth households while ensuring service quality and regulatory compliance.

You will oversee a team of Financial Advisors and branch staff, align with market executives, and maintain ethical practices. This role reports to senior management and carries responsibility for branch results.