VP, Regulatory Oversight & Global Reporting

BNY Mellon; New York (NY); Sur place; USD 68 000 - 125 000; Plein temps

Résumé du poste

BNY Mellon seeks a Vice President, Regulatory Oversight Management in New York to lead global holdings reporting and regulatory disclosures. You will partner with Compliance, Legal, Operations, and Technology to deliver timely filings and drive process improvements, leveraging data and AI tools.

The role requires 5–8 years of regulatory experience in financial services, strong Excel skills, and the ability to guide a team in a fast-paced environment.

Qualifications

• Bachelor's degree or the equivalent combination of education and experience is required.
• Advanced/graduate degree preferred; 5-8 years of total work experience preferred.
• Proficient with MS Excel required and programming knowledge a plus.
• Knowledge of the financial services industry is required, with experience and familiarity across securities products/services including equities, fixed income, mutual funds, ETFs, depository receipts, derivatives, securities lending and collateral.
• Strong collaborative skills are preferred to work in this collegial team environment.
• Strong communication skills, problem-solving and basic project management abilities required.
• Prior operational and regulatory experience a plus.

Responsabilités

• Responsible for supporting the identification and preparation of Substantial Shareholder disclosures and various regulatory reports on a global basis; including requisite data analysis, aggregation and quality control.
• Coordinates with Regulatory SMEs in implementing and effectively operationalizing requirements driven by Regulator / legislative updates.
• Prepares/Oversees a variety of securities related risk management reports for Senior Management including ad hoc and monthly reporting.
• Performs and oversees data management, quality control and investigative research in support of regulatory reporting.
• Communicates with internal and external parties, domestically and internationally, on data enhancement and reconciliation.
• Drives continuous improvement, coordinating with the technology team on automation/enhancement of various processes and reports.
• Ability to leverage AI to streamline and modernize workflows.
• Leads and supports projects and ensures they are completed timely and accurately.
• Oversees and makes recommendations on necessary procedural/control changes.
• Serves as a point of escalation for complex reporting matters; coordinates timely responses and maintains strong stakeholder confidence.
• Provides guidance, coaching and leadership support to team members and contributes to the achievement of team objectives.

Connaissances

MS Excel

Regulatory reporting knowledge

Securities products knowledge

Project management

Communication skills

Programming knowledge

Formation

Bachelor's degree

Advanced/graduate degree preferred

Description du poste

BNY Mellon seeks a Vice President, Regulatory Oversight Management in New York to lead global holdings reporting and regulatory disclosures. You will partner with Compliance, Legal, Operations, and Technology to deliver timely filings and drive process improvements, leveraging data and AI tools.

The role requires 5–8 years of regulatory experience in financial services, strong Excel skills, and the ability to guide a team in a fast-paced environment.