Trust Compliance Leader: Build Strong Regulatory Program

Univest Financial Corporation; Souderton (Montgomery County); On-site; USD 90,000 - 125,000; Full time

Benefits offered by this job

Health Insurance

401(k) with employer match

Paid Time Off

Short Term Disability

Holiday Time Off

Life Insurance

Tuition reimbursement

Wellness programs

Discounts on loan products

Professional development trainings

Job summary

Univest Financial Corporation in Souderton, PA seeks a Trust Compliance Officer to lead the Trust Department's Compliance Management Program, partnering with regulators, auditors, and leadership.

Responsibilities include developing policies, conducting risk assessments, testing controls, and presenting reports to the Chief Compliance Officer and Chief Risk Officer. The role requires 5–7 years of experience in trust compliance and a Bachelor's degree.

Qualifications

• Bachelor’s degree in a related field.
• 5–7 years of experience in a trust company compliance role.
• Strong working knowledge of state and federal trust regulations.
• Experience with trust regulatory exams and related procedures.
• Excellent verbal and written communication skills.
• Proficient in MS Office applications.

Responsibilities

• Develop, implement, and administer Univest Bank and Trust Co.’s Trust Department Compliance Management Program.
• Develop, review and maintain the Trust Department’s compliance policies and procedures.
• Conduct regular compliance risk assessments.
• Regularly test and monitor the effectiveness of compliance controls; manage third-party compliance testing as applicable.
• Prepare testing and oversight reports for the Chief Compliance Officer and the Chief Risk Officer of Univest.
• Serve as the Trust Department’s liaison with regulators and auditors.
• Serve as a member of the Trust Department’s Trust Committee and the Discretionary Distribution and Real Estate, Fee and Acceptance, and Investment Committees.
• Remain current with regulatory changes, supervisory guidance, expectations, and industry landscape.
• Responsible for developing, implementing, and presenting the Trust Department’s Compliance Training Program.
• Accountable for compliance with laws and regulations that apply to this position including the Univest Code of Conduct.
• Perform other duties and projects as assigned.

Skills

Communication skills

Time management

Organizational skills

Analytical thinking

Presentation skills

Relationship development

Education

Bachelor's degree

Tools

Excel

Word

PowerPoint

Outlook

Job description

Univest Financial Corporation in Souderton, PA seeks a Trust Compliance Officer to lead the Trust Department's Compliance Management Program, partnering with regulators, auditors, and leadership.

Responsibilities include developing policies, conducting risk assessments, testing controls, and presenting reports to the Chief Compliance Officer and Chief Risk Officer. The role requires 5–7 years of experience in trust compliance and a Bachelor's degree.