Compliance Program Lead - Banking & Fiduciary Risk

Catena Labs, Inc.; United States; Sur place; USD 120 000 - 180 000; Plein temps

Résumé du poste

Catena Trust Bank is seeking a Compliance Program Manager to help build the compliance backbone of the organization. Reporting to the Chief Compliance Officer, you will lead fiduciary and non-BSA compliance across custody, investment management, and trust activities.

You will oversee the vendor lifecycle and affiliate services, while administering affiliate transactions under written policies and regulatory sections.

Qualifications

• 5+ years in compliance at a bank or trust company with fiduciary experience.
• Strong command of a Compliance Management System and second-line oversight.
• Understanding of conflicts-of-interest and self-dealing controls in fiduciary context.
• Excellent writing and ability to draft policies and board materials.
• Ability to work in ambiguous, build-from-scratch environments.

Responsabilités

• Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.
• Lead fiduciary compliance across custody, investment management, and trust activities.
• Oversee third-party risk management across the vendor lifecycle and affiliate services.
• Administer affiliate transactions, governed by policy and Regulation W provisions.
• Oversee non-financial crimes compliance obligations including Privacy and UDAP.
• Track regulatory developments and help deliver the compliance training program.
• Prepare committee and Board materials and support examinations and audits.

Connaissances

Compliance management

Fiduciary compliance

Third-party risk

Affiliate-transaction controls

Policy drafting

Board materials

Description du poste

Catena Trust Bank is seeking a Compliance Program Manager to help build the compliance backbone of the organization. Reporting to the Chief Compliance Officer, you will lead fiduciary and non-BSA compliance across custody, investment management, and trust activities.

You will oversee the vendor lifecycle and affiliate services, while administering affiliate transactions under written policies and regulatory sections.