Lead, Compliance Program — Fiduciary & TPRM

Catena Labs; New York (NY); On-site; USD 140,000 - 190,000; Full time

Job summary

Catena Trust Bank is seeking a Compliance Program Manager to build and scale the Compliance Management System. You will report to the Chief Compliance Officer and collaborate with the Chief Trust Officer to lead fiduciary and non-financial crimes compliance across custody, investment management, and trust activities.

You will oversee third-party risk management, affiliate transactions, and regulatory reporting, while guiding a training program and preparing materials for committees and audits.

Qualifications

• 5+ years in compliance at a bank or trust company.
• Strong command of a bank Compliance Management System and second-line oversight (risk assessment, monitoring & testing, issue management, reporting).
• Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context.
• Exceptional writing, with comfort drafting policies, procedures, and Board materials.
• Sound judgment and initiative in an ambiguous, build-from-scratch environment.

Responsibilities

• Help stand up and run the Trust Bank's Compliance Management System under the Chief Compliance Officer.
• Lead fiduciary compliance across custody, investment management, and trust activities.
• Operate the third-party risk management program across the vendor lifecycle, including affiliate oversight.
• Administer affiliate transactions across intercompany activity per CTB policies and Regulation W.
• Oversee non-financial crimes related compliance obligations including Privacy, UDAP, and others.
• Track regulatory developments and help deliver the compliance training program.
• Prepare committee and Board materials and support examinations and audits.

Skills

Compliance mgmt

Risk assessment

Monitoring & testing

Policy drafting

Board reporting

Job description

Catena Trust Bank is seeking a Compliance Program Manager to build and scale the Compliance Management System. You will report to the Chief Compliance Officer and collaborate with the Chief Trust Officer to lead fiduciary and non-financial crimes compliance across custody, investment management, and trust activities.

You will oversee third-party risk management, affiliate transactions, and regulatory reporting, while guiding a training program and preparing materials for committees and audits.