Compliance Program Manager: Fiduciary & TPRM Lead

Precision Labs; New York (NY); Híbrido; USD 120.000 - 190.000; Jornada completa

Descripción de la vacante

Catena Trust Bank is seeking a Compliance Program Manager to help build and operate the Compliance Management System under the Chief Compliance Officer. You will lead fiduciary compliance across custody, investment management, and trust activities.

You will manage third-party risk, affiliate transactions, and non-financial crimes obligations, delivering training, regulatory updates, and committee materials as part of a robust compliance program.

Formación

• 5+ years in bank compliance, ideally fiduciary/trust experience under 12 C.F.R. Part 9.
• Strong command of a Compliance Management System and second-line oversight.
• Experience with conflicts-of-interest controls in fiduciary contexts.

Responsabilidades

• Stand up and run the Trust Bank's Compliance Management System under the CCO.
• Lead fiduciary compliance across custody, investment management, and trust activities.
• Oversee the third-party risk management program across the vendor lifecycle.
• Administer affiliate transactions governed by policies and Regulation W, with market-term analyses.
• Oversee non-financial crimes obligations including Privacy and UDAP.

Conocimientos

Fiduciary compliance

Third-party risk

Policy drafting

Regulatory reporting

Board materials

Written communication

Educación

CRCM certification

Descripción del empleo

Catena Trust Bank is seeking a Compliance Program Manager to help build and operate the Compliance Management System under the Chief Compliance Officer. You will lead fiduciary compliance across custody, investment management, and trust activities.

You will manage third-party risk, affiliate transactions, and non-financial crimes obligations, delivering training, regulatory updates, and committee materials as part of a robust compliance program.