Trust Compliance Officer

Advisor Group Inc.; Henderson (NV); On-site; USD 90,000 - 105,000; Full time

Job summary

Premier Trust is seeking a detail-oriented Trust Compliance Officer to oversee compliance and risk management. The role leads the compliance team in assessing financial and legal risks and coordinating with operations leadership to ensure adherence to laws and policies.

The candidate should have 7+ years in financial services, solid trust knowledge, and a degree or equivalent experience. Position is full-time in office with robust regulatory responsibilities.

Qualifications

• Solid trust knowledge required.
• Knowledge of applicable trust laws and regulations.
• Strong analytical and problem‑solving skills.
• Excellent communication and interpersonal skills.
• Detail‑oriented with ability to manage complex data and documentation.
• 7+ years of experience in financial services.

Responsibilities

• Create and maintain policies and procedures.
• Assess, maintain and develop the compliance audit processes and internal controls.
• Point of contact for internal and external auditors.
• Research and stay current on regulatory changes and communicate important industry changes.
• Conduct periodic training with staff regarding regulatory requirements.
• Monitor potential legal matters.
• Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules.
• Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties.
• Maintain strict confidentiality of all records and data received.

Skills

Trust knowledge

Trust laws/regulations

Analytical skills

Communication skills

Detail oriented

Financial services experience

Education

Bachelor’s Degree

High School Diploma

Job description

Trust Compliance Officer - Premier Trust

Location: 4465 South Jones Boulevard, Las Vegas, NV 89103

Role Type: Full time (5 Days Weekly in Office)

Salary: $90,000 - $105,000 per year + annual bonus

We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.

Responsibilities

• Create and maintain policies and procedures
• Assess, maintain and develop the compliance audit processes and internal controls
• Point of contact for internal and external auditors
• Research and stay current on regulatory changes and communicate important industry changes
• Conduct periodic training with staff regarding regulatory requirements
• Monitor potential legal matters
• Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
• Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
• Maintain strict confidentiality of all records and data received

Education Requirements

Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Basic Requirements

• Solid Trust knowledge
• Knowledge of applicable trust laws and regulations
• Strong analytical and problem‑solving skills
• Excellent communication and interpersonal skills
• Detail‑oriented with ability to manage complex data and documentation
• 7+ years of experience in financial services

Preferred Requirements

• Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)
• 5+ years of experience specific to Trust industry or in a compliance role