Trading Operations Quality Analyst

AssetMark; Town of Charlotte (NY); On-site; USD 70,000 - 100,000; Full time

Job summary

AssetMark in New York is seeking a Trading Quality Analyst to monitor daily trading workflows, review exceptions, validate outcomes, and help improve reporting and controls. The role partners with technical teams when system or reporting changes are needed, but it is not a software engineering role.

You will maintain dashboards, scorecards, and recurring reporting on order generation, SLA performance, and control effectiveness, investigate anomalies, support testing, and work cross-functionally

Qualifications

• Bachelor’s degree or equivalent combination of education and relevant experience.
• 3+ years hands-on experience in trade operations or related roles.

Responsibilities

• Monitor daily and recurring trading workflows, reports, and quality controls.
• Review operational data to identify exceptions, trends, and recurring issues.
• Maintain dashboards, scorecards, and recurring reporting on order generation, workflow adherence, SLA performance, exception trends, rebalancing activity, and control effectiveness.
• Apply trading knowledge to confirm that reports, alerts, and controls reflect expected business outcomes and documented operating procedures.
• Investigate anomalies and quality issues, document findings, assess impact, and coordinate with appropriate teams.
• Support business testing and validation of reporting, workflow, configuration, or system changes.
• Monitor effectiveness of controls and workflows over time and raise concerns about process risks, data issues, SLA concerns, or workflow breakdowns.
• Prepare summaries, visuals, and presentations for trading, operations, technical partners, and leadership.
• Maintain monitoring procedures, metric definitions, control documentation, and SOPs.
• Identify practical opportunities to reduce manual effort, strengthen controls, and improve consistency and efficiency.
• Work cross‑functionally with trading, operations, technology, and partners to support improvement initiatives.

Skills

Trading workflows

Attention to detail

Excel proficiency

Technical aptitude

Reporting dashboards

UAT/validation

Communication skills

Prioritization

Education

Bachelor’s degree

Job description

AssetMark in New York is seeking a Trading Quality Analyst to monitor daily trading workflows, review exceptions, validate outcomes, and help improve reporting and controls. The role partners with technical teams when system or reporting changes are needed, but it is not a software engineering role.

You will maintain dashboards, scorecards, and recurring reporting on order generation, SLA performance, and control effectiveness, investigate anomalies, support testing, and work cross-functionally