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Leyla in Boston seeks an Attorney-Advisor (Regulatory Counsel) for the Investment Adviser/Investment Company Examination. You will join a team responsible for supporting the nationwide examination program over which the Commission has regulatory authority.
The role focuses on regulatory analysis, policy interpretation, and collaboration with exam teams to ensure compliance and effective oversight of broker-dealer entities or investment advisers/investment companies.
Leyla in Boston seeks an Attorney-Advisor (Regulatory Counsel) for the Investment Adviser/Investment Company Examination. You will join a team responsible for supporting the nationwide examination program over which the Commission has regulatory authority.
The role focuses on regulatory analysis, policy interpretation, and collaboration with exam teams to ensure compliance and effective oversight of broker-dealer entities or investment advisers/investment companies.