Regulatory Counsel - IA/IC Examinations

SEC

Boston (MA)

On-site

USD 120,000 - 180,000

Full time

5 days ago
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Job summary

The Securities and Exchange Commission's Division of Examinations seeks an Attorney-Advisor (Regulatory Counsel), SK-905-16, in Boston, MA to support the nationwide examination program for investment advisers and investment companies. As Regulatory Counsel, you will provide legal analyses, draft memoranda and filings, assess issues under federal securities laws, and collaborate with examination teams to advance SEC goals and objectives.

Qualifications include a J.D. or LL.B.

Qualifications

  • J.D. or LL.B. degree
  • Active bar membership in good standing
  • Four years post-J.D. experience with securities law and related issues

Skills

Legal analysis
Regulatory compliance
Legal research

Education

J.D. or LL.B.

Job description

The Securities and Exchange Commission's Division of Examinations seeks an Attorney-Advisor (Regulatory Counsel), SK-905-16, in Boston, MA to support the nationwide examination program for investment advisers and investment companies. As Regulatory Counsel, you will provide legal analyses, draft memoranda and filings, assess issues under federal securities laws, and collaborate with examination teams to advance SEC goals and objectives.

Qualifications include a J.D. or LL.B.

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