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Registered Investment Advisor Jobs in Charlotte NC

Compliance Associate

Compliance Associate

Social Capital Resources • Charlotte (NC)

On-site
USD 70,000 - 90,000
Senior Financial Planning Associate

Senior Financial Planning Associate

Turn2Partners • Charlotte (NC)

Hybrid
USD 70,000 - 100,000
Fully paid employee health coverage
401(k) match
Parental leave
+4
Intermediary Client Service & Analytics Analyst

Intermediary Client Service & Analytics Analyst

Sterling Capital Management LLC • Charlotte (NC)

On-site
USD 50,000 - 70,000
Advisory Operations Associate

Advisory Operations Associate

Social Capital Resources • Charlotte (NC)

On-site
USD 52,000 - 68,000
Private Wealth Investment Management Specialist

Private Wealth Investment Management Specialist

Bank of America • Charlotte (NC)

On-site
USD 60,000 - 90,000
Private Wealth Associate (Remote) — Real Estate Credit

Private Wealth Associate (Remote) — Real Estate Credit

Dwight Securities Management LLC • Charlotte (NC)

On-site
USD 65,000 - 90,000
Internal Advisory Consultant

Internal Advisory Consultant

LPL Financial • Charlotte (NC)

On-site
USD 67,000 - 113,000
401K matching
Health benefits
Employee stock options
+2
FINRA & Licensing Registration Specialist

FINRA & Licensing Registration Specialist

Jobtailor • Fort Mill (SC)

On-site
USD 40,000 - 56,000
Wealth Advisor: Investments, Planning & Client Growth

Wealth Advisor: Investments, Planning & Client Growth

Cetera Financial Group • Mooresville (NC)

On-site
USD 40,000 - 60,000
Internal Advisory Consultant

Internal Advisory Consultant

LPL Financial • Fort Mill (SC)

On-site
USD 67,000 - 113,000
401K matching
Health benefits
Employee stock options
+2
Registrations and Compliance Specialist

Registrations and Compliance Specialist

Associate Staffing • Fort Mill (SC)

On-site
USD 45,000 - 65,000
Manager, Registrations

Manager, Registrations

LPL Financial • Fort Mill (SC)

On-site
USD 81,000 - 135,000
Senior Registration Specialist – Registrations LPLE

Senior Registration Specialist – Registrations LPLE

Jobtailor • Fort Mill (SC)

On-site
USD 40,000 - 56,000
Hybrid CPA / Enrolled Agent

Hybrid CPA / Enrolled Agent

Boutique Recruiting • Huntersville (NC)

Hybrid
USD 85,000 - 125,000
Annual bonus up to $20,000
Hybrid work schedule
Salary reviews & raises
+1
Senior Wealth Advisor

Senior Wealth Advisor

Beacon Pointe • Charlotte (NC)

On-site
USD 80,000 - 120,000
Financial Advisor

Financial Advisor

MassMutual Carolinas • Charlotte (NC)

On-site
USD 50,000 - 80,000
Investment Research Support Associate

Investment Research Support Associate

LPL Financial • Fort Mill (SC)

On-site
USD 33,000 - 56,000
Compliance Associate: Protect & Streamline Advisory Growth

Compliance Associate: Protect & Streamline Advisory Growth

Social Capital Resources • Charlotte (NC)

On-site
USD 70,000 - 90,000
Remote Investment Advisor — Grow Your Asset Book

Remote Investment Advisor — Grow Your Asset Book

SouthState Bank • Dallas (NC)

On-site
USD 90,000 - 130,000
Senior Wealth Advisor – Elite Planning & Growth

Senior Wealth Advisor – Elite Planning & Growth

Beacon Pointe • Charlotte (NC)

On-site
Senior Planning Associate

Senior Planning Associate

Modera Wealth Management • Charlotte (NC)

Hybrid
USD 85,000 - 105,000
Safe Harbor 401(k)
Medical, Dental, Vision
Generous PTO
Wealth Advisor: Build Strategic Client Wealth

Wealth Advisor: Build Strategic Client Wealth

Jobtailor • Charlotte (NC)

On-site
USD 90,000 - 130,000
Retirement Consultant

Retirement Consultant

LPL Financial LLC • Fort Mill (SC)

On-site
USD 77,700 - 129,500
401K matching
Health benefits
Paid time off
+2
Investment Solutions Advisor – Personal Financial Planning

Investment Solutions Advisor – Personal Financial Planning

Bank of America • Statesville (NC)

On-site
USD 60,000 - 90,000
Retirement Planning Advisor

Retirement Planning Advisor

Voya Financial Advisors • Matthews (NC)

On-site
USD 70,000 - 90,000
Professional development resources
Competitive salaries and superior benefits
Access to existing client base
+1

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