Regulatory Counsel — Securities Examinations

U.S.-Securities-and-Exchange-Commission; Boston (MA); On-site; USD 120,000 - 160,000; Full time

Job summary

U.S.-Securities-and-Exchange-Commission in Boston, MA seeks an Attorney-Advisor (Regulatory Counsel), SK-905-16, to support the IAIC Examinations within the Division of Examinations. The role focuses on identifying legal issues and providing analyses and recommendations under federal securities laws as they apply to investment advisers and investment companies.

You will work on drafting and editing memoranda and legal documents, and deliver guidance on complex regulatory issues arising from the

Qualifications

• J.D. or LL.B. degree required; active bar membership in good standing in any state, DC, or Puerto Rico.
• At least four years post-J.D. experience identifying legal issues, providing analyses and solutions, and preparing legal documents.
• Three years of providing legal advice on federal securities laws related to IA/ICs, brokers-dealers, or other registered entities.

Responsibilities

• Identify legal issues during examinations and provide analytical guidance.
• Draft and edit memoranda, filings, and other written work on federal securities laws.
• Deliver guidance on interpretation and application of securities laws, rules and regulations.

Skills

Legal analysis

Regulatory compliance

Federal securities laws

Education

J.D. or LL.B.

Job description

U.S.-Securities-and-Exchange-Commission in Boston, MA seeks an Attorney-Advisor (Regulatory Counsel), SK-905-16, to support the IAIC Examinations within the Division of Examinations. The role focuses on identifying legal issues and providing analyses and recommendations under federal securities laws as they apply to investment advisers and investment companies.

You will work on drafting and editing memoranda and legal documents, and deliver guidance on complex regulatory issues arising from the