Regulatory Counsel, Securities IA/IC Examinations

Securities and Exchange Commission; Boston (MA); In loco; USD 110.000 - 160.000; Tempo pieno

Descrizione del lavoro

The Securities and Exchange Commission is seeking an Attorney-Advisor (Regulatory Counsel) in Boston, MA to support the IAIC Examination program. You will analyze federal securities laws, draft memoranda, and provide regulatory guidance to exam teams and stakeholders.

Applicants should hold a J.D. or LL.B., be an active bar member, and have several years of post‑J.D. experience applying securities laws to investment advisers and investment companies, with strong written‑work skills.

Competenze

• J.D. or LL.B. degree and active bar membership required.
• Post‑J.D. experience with regulatory matters under federal securities laws is required.
• Proven ability to draft legal memoranda, guidance, and formal documents for diverse audiences.

Mansioni

• Analyze federal securities laws, rules, and policies as they relate to IA/IC and related entities.
• Draft memoranda, filings, and other written work products for varied audiences.
• Provide regulatory guidance and collaborate with examination teams and SEC leadership.

Conoscenze

Regulatory compliance

Legal research

Written communication

IA/IC regulatory knowledge

Formazione

J.D. or LL.B. degree

Strumenti

Westlaw

Lexis

Descrizione del lavoro

The Securities and Exchange Commission is seeking an Attorney-Advisor (Regulatory Counsel) in Boston, MA to support the IAIC Examination program. You will analyze federal securities laws, draft memoranda, and provide regulatory guidance to exam teams and stakeholders.

Applicants should hold a J.D. or LL.B., be an active bar member, and have several years of post‑J.D. experience applying securities laws to investment advisers and investment companies, with strong written‑work skills.