Regulatory Counsel

Joinleyla; Boston (MA); In loco; USD 100.000 - 140.000; Tempo pieno

Descrizione del lavoro

Leyla in Boston seeks an Attorney-Advisor (Regulatory Counsel) for the Investment Adviser/Investment Company Examination. You will join a team responsible for supporting the nationwide examination program over which the Commission has regulatory authority.

The role focuses on regulatory analysis, policy interpretation, and collaboration with exam teams to ensure compliance and effective oversight of broker-dealer entities or investment advisers/investment companies.

Descrizione del lavoro

The Division of Examinations, is seeking an Attorney-Advisor (Regulatory Counsel), SK-0905-16 for the Investment Adviser/Investment Company (IAIC) Examination in Boston, MA. As a Regulatory Counsel, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for broker dealer entities or investment advisors/investment companies over which the Commission has regulatory authority.