Senior Wealth Compliance Lead | Regulatory Risk & Policy

City National Bank; Minneapolis (MN); On-site; USD 70,000 - 145,000; Full time

Benefits offered by this job

Healthcare benefits

401(k) with company match

Tuition reimbursement

Career development and upskilling

Job summary

City National Bank is seeking a Compliance Specialist Senior Wealth Management to establish and implement an effective compliance program for Bank Wealth Management products. The role emphasizes regulatory monitoring, policy development and cross-department collaboration.

You will work as an internal consultant on regulatory issues, support testing remediation, and help enhance CNB's compliance framework with a focus on RNDIP, Regulation R and ERISA requirements.

Qualifications

• Bachelor's degree or equivalent required.
• Minimum 5 years in bank/ compliance operations.
• Minimum 5 years in risk management and/or compliance policies.

Responsibilities

• Monitors OCC requirements related to RNDIP, Regulation R and ERISA issues.
• Advises colleagues on operational compliance and interpretation of regulations.
• Oversees remediation through the CNB/RBC Testing Program.
• Identifies and suggests improvements to internal compliance policies and procedures.
• Supports RBC QPAM requirements under PTE 84-14 and related ERISA needs.
• Prepares annual and ongoing reports for executive management and the board.

Skills

Regulatory compliance

Risk management

Leadership

Communication

Bank operations

Education

Bachelor's degree or equivalent

Tools

Microsoft Outlook

Microsoft Word

Microsoft Excel

Microsoft PowerPoint

Microsoft Access

Microsoft Project

Job description

City National Bank is seeking a Compliance Specialist Senior Wealth Management to establish and implement an effective compliance program for Bank Wealth Management products. The role emphasizes regulatory monitoring, policy development and cross-department collaboration.

You will work as an internal consultant on regulatory issues, support testing remediation, and help enhance CNB's compliance framework with a focus on RNDIP, Regulation R and ERISA requirements.