Wealth Management Compliance Lead

C&N; Wellsboro (Tioga County); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Paid time off

Health & Wellness benefits

Career development

Job summary

C&N seeks a Wealth Management Compliance Officer to administer and support our compliance program across Wealth Management, ensuring regulatory alignment and effective risk management.

You will perform monitoring, testing, and risk assessments, interpret evolving regulations, and support audits while collaborating with Risk Management and staff. The role emphasizes problem solving, attention to detail, and strong communication within a team.

Qualifications

• Bachelor’s Degree in a related field AND one 2-4 years of previous related experience and/or training OR an equivalent combination of education and experience.
• Preferred Certifications: CTFA, CFIRS, or CRCM.
• Strong regulatory compliance knowledge and ability to apply it across Wealth Management operations.

Responsibilities

• Compliance Program Administration: Support and administer the Wealth Management compliance program, including BSA/OFAC activities, regulatory monitoring, risk assessments, control reviews, Reg. 9 reviews, and policy and procedure maintenance.
• Monitoring, Testing & Risk: Perform risk-based compliance monitoring and testing, review fiduciary and operational activities, evaluate controls, identify potential deficiencies, and support corrective actions and remediation efforts.
• Regulatory Guidance & Training: Provide compliance reporting, regulatory guidance, and training while assisting management and teammates with the interpretation and application of established policies, procedures, and regulatory requirements.
• Audit & Examination Support: Support internal and external audits and regulatory examinations by coordinating documentation, assisting with responses, and working collaboratively with Risk Management, auditors, and examiners.
• Program Administration: Administer C&N’s Medallion Stamp Program, including training and certification coordination, documentation, and ongoing support to Bank staff.

Skills

Strong Communication

Attention to Detail

Research Skills

Analytical Skills

Regulatory Compliance

Risk Assessment

Critical Thinking

Problem Solving

Organization & Time Management

Collaboration & Relationship Building

Education

Bachelor’s Degree

2–4 years related experience

Job description

C&N seeks a Wealth Management Compliance Officer to administer and support our compliance program across Wealth Management, ensuring regulatory alignment and effective risk management.

You will perform monitoring, testing, and risk assessments, interpret evolving regulations, and support audits while collaborating with Risk Management and staff. The role emphasizes problem solving, attention to detail, and strong communication within a team.