Wealth Management Compliance Lead – Risk & Governance

Citizens-; Wellsboro (Tioga County); On-site; USD 120,000 - 170,000; Full time

Benefits offered by this job

Paid Time Off

401(k) with pre-tax and ESOP

Health, dental, vision coverage

Life and disability insurance

Education & development programs

Job summary

Citizens & Northern Bank (C&N) seeks a Wealth Management Senior Compliance Officer to provide independent compliance oversight for the Wealth Management division. You will lead monitoring, testing, risk assessments, and policy governance while coordinating audits and examinations.

You will interpret complex regulations, advise Wealth Management leadership, and support training and reporting. A CPA/CFIRS/CTFA types certifications are valued, with a focus on regulatory excellence and collaboration.

Qualifications

• Bachelor’s degree and 4–6 years of related experience and/or training.
• Master’s degree in a related field (MA/MBA) preferred.
• Certifications such as CTFA, CFIRS, or CRCM are preferred.

Responsibilities

• Provide independent oversight of the Wealth Management compliance program, including regulatory interpretation and policy governance.
• Oversee risk-based compliance monitoring and testing; assess fiduciary controls and operational activities; identify weaknesses and monitor corrective actions.
• Interpret regulatory requirements, provide recommendations, and deliver compliance reporting and training to Wealth Management leadership.
• Coordinate internal and external audits and regulatory examinations and assist management with remediation plans.
• Oversee the Medallion Stamp Program training, certification requirements, controls, and staff guidance.

Skills

Strong Communication

Attention to Detail

Regulatory Interpretation

Compliance & Risk Management

Critical Thinking

Strategic Thinking

Problem Solving

Decision Making

Relationship Management

Collaboration & Influence

Education

Bachelor’s Degree

Master’s Degree (preferred)

Job description

Citizens & Northern Bank (C&N) seeks a Wealth Management Senior Compliance Officer to provide independent compliance oversight for the Wealth Management division. You will lead monitoring, testing, risk assessments, and policy governance while coordinating audits and examinations.

You will interpret complex regulations, advise Wealth Management leadership, and support training and reporting. A CPA/CFIRS/CTFA types certifications are valued, with a focus on regulatory excellence and collaboration.