Senior Wealth Management Compliance Leader

C&N; Wellsboro (Tioga County); On-site; USD 110,000 - 160,000; Full time

Benefits offered by this job

401(k) with match

Employee stock ownership plan (ESOP)

Comprehensive health, dental, and life

Job summary

C&N is seeking a Wealth Management Senior Compliance Officer to provide independent compliance oversight for the Wealth Management division. You will oversee monitoring, testing, risk assessments, and policy governance, while coordinating audits and regulatory examinations.

The role requires strong regulatory interpretation, risk management, and strategic partnership with Wealth Management leadership to strengthen the program and ensure fiduciary controls across operations.

Qualifications

• Bachelor’s degree in a related field; 4–6 years of related experience or equivalent
• Master’s degree (MA or MBA) preferred
• CTFA/CFIRS/CRC M certifications are valued

Responsibilities

• Provide independent oversight of Wealth Management compliance program, including BSA/OFAC activities, risk assessments, and policy governance.
• Oversee compliance monitoring and testing; assess fiduciary controls and operational activities; identify weaknesses and drive corrective actions.
• Interpret regulatory requirements and deliver reporting, training, and guidance to Wealth Management leadership.

Skills

Strong communication

Attention to detail

Research skills

Analytical skills

Regulatory interpretation

Compliance & risk management

Critical thinking

Strategic thinking

Problem solving & decision making

Relationship management

Collaboration & influence

Education

Bachelor’s degree in a related field

4–6 years of related experience

Master’s degree (MA/MBA) preferred

Job description

C&N is seeking a Wealth Management Senior Compliance Officer to provide independent compliance oversight for the Wealth Management division. You will oversee monitoring, testing, risk assessments, and policy governance, while coordinating audits and regulatory examinations.

The role requires strong regulatory interpretation, risk management, and strategic partnership with Wealth Management leadership to strengthen the program and ensure fiduciary controls across operations.