Senior Wealth Management Compliance Leader

Citizens & Northern Bank Inc.; Northern (KY); Hybrid; USD 90,000 - 150,000; Full time

Benefits offered by this job

Paid Time Off

401(k) with ESOP

Health/dental/vision coverage

HSA/FSAs

Life & disability insurance

Career development

Job summary

Citizens & Northern Bank Inc. seeks a Senior Wealth Management Compliance Officer to provide independent oversight of the Wealth Management compliance program and guide leaders through regulatory requirements.

The role involves monitoring, testing, risk assessment, policy governance, and coordinating audits to strengthen the overall compliance framework. A Bachelor’s degree and 4–6 years of experience are required, with Master’s preferred.

Qualifications

• Bachelor’s Degree in a related field and 4–6 years of related experience.
• Master’s Degree (MA or MBA) preferred.
• Preferred certifications: CTFA, CFIRS, or CRCM.

Responsibilities

• Compliance Oversight & Governance: independent oversight of wealth management program.
• Monitoring, Testing & Risk Management: evaluate risks, monitor controls, identify weaknesses.
• Regulatory Guidance & Leadership Support: interpret requirements and report findings.
• Audit & Examination Coordination: coordinate internal/external audits and actions.
• Program Oversight: oversee Medallion Stamp Program and staff training.

Skills

Strong communication

Attention to detail

Research skills

Analytical skills

Regulatory interpretation

Compliance & risk management

Critical thinking

Strategic thinking

Problem solving & decision making

Relationship management

Education

Bachelor’s Degree in a related field

Master’s Degree (MA or MBA) preferred

Job description

Citizens & Northern Bank Inc. seeks a Senior Wealth Management Compliance Officer to provide independent oversight of the Wealth Management compliance program and guide leaders through regulatory requirements.

The role involves monitoring, testing, risk assessment, policy governance, and coordinating audits to strengthen the overall compliance framework. A Bachelor’s degree and 4–6 years of experience are required, with Master’s preferred.