Senior Regulatory Education & Training Specialist

Cboe Global Markets, Inc.; Chicago (IL); Hybrid; USD 103,000 - 133,000; Full time

Benefits offered by this job

Health, dental and vision benefits

2:1 401(k) match

Paid time off

Job summary

Cboe Global Markets in Chicago seeks a Senior Regulatory Specialist to support education, training, and regulatory program administration across its division. You will translate rule changes into practical guidance, maintain documentation, and help ensure programs stay current and compliant.

The role emphasizes leveraging LMS tools, coordinating with regulatory advisors, and supporting enforcement-related processes while advancing training initiatives and policy updates across the department.

Qualifications

• Knowledge of financial markets and relevant exchange, SEC, CFTC rules.
• Experience with learning management systems and eLearning development tools, such as Articulate Storyline or Rise 360, is a plus.
• BS in business, legal studies, finance, or related field, or equivalent professional experience.
• Experience supporting training initiatives, including learning management system administration, is a plus.
• Paralegal Certificate preferred.
• Five or more years of legal and/or financial markets experience in a professional, administrative or analyst role.

Responsibilities

• Administer reviews of Cboe‑affiliated U.S. Exchange rule filings, regulatory circulars, SEC and CFTC rulemaking, and other regulatory developments for potential impact on regulatory programs, in consultation with Regulatory Advisors. Maintain documentation attendant to this process.
• Support Division education and training initiatives, including helping create, organize, update, and maintain training materials, job aids, videos, and related documentation, as needed.
• Provide support for the learning management system, including course logistics, registrations, transcript updates, reporting, and related administrative functions.
• Coordinate with Regulatory Advisors and other stakeholders to keep Division policies, procedures, job aids, and related documentation current with regulatory requirements, process changes, product launches, system enhancements, and updated trading procedures.
• Track completion of various commitments and deliverables and assist with the administration of regulatory services agreements and other contract provisions.
• Assist, as needed, with Enforcement‑related processes including docket, fine and restitution tracking, status reporting, decision issuance, support for systems or repositories used to manage disciplinary matter information, and maintenance of related records.
• Build and maintain knowledge of the regulatory environment, relevant rules and regulations, technologies and systems, operational processes, and surveillance, investigative, and examination techniques applicable to the Cboe‑affiliated U.S. exchanges.
• Work with RETC Manager, RAID team and Division management on special projects, taking a leadership role in assignments as appropriate.
• Provide ad hoc support, and perform other duties as assigned.

Skills

Regulatory knowledge

Professional communication

Team collaboration

Education

BS in business, legal studies, finance, or related field

Paralegal Certificate

Tools

Articulate Storyline

Rise 360

Learning Management System (LMS)

Job description

Cboe Global Markets in Chicago seeks a Senior Regulatory Specialist to support education, training, and regulatory program administration across its division. You will translate rule changes into practical guidance, maintain documentation, and help ensure programs stay current and compliant.

The role emphasizes leveraging LMS tools, coordinating with regulatory advisors, and supporting enforcement-related processes while advancing training initiatives and policy updates across the department.