Senior Regulatory Investigator, Financial Markets

Cboe Global Markets, Inc.; Chicago (IL); On-site; USD 98,000 - 127,000; Full time

Benefits offered by this job

Health benefits

2:1 401(k) match

Paid time off

Tuition assistance

Job summary

Cboe Global Markets, Inc. in Chicago seeks an experienced Options Investigator to independently manage investigations from inception to conclusion within the Regulatory Division.

You will analyze trading activity, gather evidence, prepare reports, and present findings to management, focusing on compliance with Exchange Rules and SEC regulations. The ideal candidate has a bachelor’s degree and five years of industry experience with strong communication and MS Office proficiency.

Qualifications

• Bachelor’s degree required in a related field.
• 5 years of industry experience required.
• Strong analytical, writing and research abilities.
• Excellent communication and teamwork skills.
• Proficiency with MS-Office including Excel.

Responsibilities

• Independently manage investigations from inception to conclusion.
• Analyze trading activity to identify potential violations.
• Prepare clear investigative reports and present findings to management.
• Collaborate with cross-functional teams including surveillance and Enforcement.
• Assist in taking testimonies and supporting disciplinary proceedings.

Skills

Investigations

Regulatory knowledge

Analytical thinking

Written communication

Research skills

Teamwork

Education

Bachelor’s degree in Economics, Business, Finance, or related field

Tools

MS-Office Suite

Excel

Job description

Cboe Global Markets, Inc. in Chicago seeks an experienced Options Investigator to independently manage investigations from inception to conclusion within the Regulatory Division.

You will analyze trading activity, gather evidence, prepare reports, and present findings to management, focusing on compliance with Exchange Rules and SEC regulations. The ideal candidate has a bachelor’s degree and five years of industry experience with strong communication and MS Office proficiency.