Senior Equities Compliance Lead

SIG Susquehanna; Pennsylvania; On-site; USD 90,000 - 140,000; Full time

Job summary

SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5–10+ years of compliance experience within equities markets, a strong knowledge of equities products, and the ability to communicate effectively across teams. The position emphasizes collaboration with stakeholders and ensures compliance with relevant regulations. Competitive qualifications include relevant licenses and excellent judgment.

Qualifications

• 5–10+ years of compliance experience within equities markets.
• Strong understanding of equities products and market structure.
• Working knowledge of relevant regulations and market conduct.

Responsibilities

• Collaborate with the business to enhance processes and support growth.
• Advise on regulatory considerations for business initiatives.
• Support regulatory change initiatives and control enhancements.
• Develop and maintain relationships with senior business stakeholders.

Skills

Compliance experience within equities markets

Strong understanding of equities products and market structure

Excellent communication skills

Ability to provide concise, practical advice

Job description

SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5–10+ years of compliance experience within equities markets, a strong knowledge of equities products, and the ability to communicate effectively across teams. The position emphasizes collaboration with stakeholders and ensures compliance with relevant regulations. Competitive qualifications include relevant licenses and excellent judgment.