Senior Equities Trading Compliance Lead

Rutherford; United States; On-site; USD 200,000 - 275,000; Full time

Job summary

A leading multi-strategy hedge fund in the United States is seeking a Senior Compliance Officer to provide regulatory advisory support to its equities trading teams. The role requires 8+ years of compliance experience, particularly in long/short strategies. Candidates should have a strong understanding of U.S. trading regulations and excellent communication skills. This is a full-time position offering competitive compensation in a fast-paced environment.

Qualifications

• 8+ years of experience in compliance roles at hedge funds or asset managers.
• In-depth understanding of U.S. equities market structure and trading rules.
• Prior experience with high-volume trading environments.

Responsibilities

• Act as primary compliance advisor for equities investment teams.
• Provide guidance on equities trading regulations.
• Conduct pre- and post-trade surveillance.

Skills

Regulatory compliance

Analytical skills

Communication skills

Relationship management

Integrity and professional judgment

Education

Bachelor's degree

JD, MBA, or advanced degree

Tools

Surveillance technology

Compliance tools

Job description

A leading multi-strategy hedge fund in the United States is seeking a Senior Compliance Officer to provide regulatory advisory support to its equities trading teams. The role requires 8+ years of compliance experience, particularly in long/short strategies. Candidates should have a strong understanding of U.S. trading regulations and excellent communication skills. This is a full-time position offering competitive compensation in a fast-paced environment.