Global Compliance Analyst - Financial Markets & Trading

SIG Susquehanna; Pennsylvania; On-site; USD 90,000 - 120,000; Full time

Job summary

Susquehanna is seeking a Compliance Analyst to support the firm’s core regulatory compliance program. This role focuses on maintaining a strong culture of compliance, with emphasis on confidentiality in a financial services setting.

You will thrive in a structured environment, owning detailed processes and ensuring regulatory obligations are met. You will work across functions to review marketing materials, oversee personal trading policies, and coordinate licensing with regulators, while

Qualifications

• 3–5 years of compliance experience within financial services.
• Experience with regulatory reporting including global beneficial ownership reporting and trade reporting.
• Marketing or advertising review experience.
• Strong communication skills and ability to work across business and control functions.
• High level of integrity, attention to detail, and sound judgment.

Responsibilities

• Support the core compliance program across employee-related areas (e.g., personal trading, conflicts of interest, OBAs); licensing and registration; regulatory and trade reporting; marketing material review; AML; and global policy development.
• Administer Susquehanna’s personal trading policy on a day-to-day basis.
• Coordinate the firm’s and employee’s licensing and registration with regulatory bodies.
• Conduct periodic reviews and monitoring to assess the effectiveness of compliance controls.
• Support regulatory exams, inquiries, and audits.

Skills

Regulatory reporting

Personal trading surveillance

Communication

Attention to detail

Integrity

Adaptability

Job description

Susquehanna is seeking a Compliance Analyst to support the firm’s core regulatory compliance program. This role focuses on maintaining a strong culture of compliance, with emphasis on confidentiality in a financial services setting.

You will thrive in a structured environment, owning detailed processes and ensuring regulatory obligations are met. You will work across functions to review marketing materials, oversee personal trading policies, and coordinate licensing with regulators, while