Compliance Analyst: Regulatory Reporting & Trading Oversight

Susquehanna International Group, LLP; Bala Cynwyd (PA); On-site; USD 70,000 - 110,000; Full time

Job summary

Susquehanna is seeking a Compliance Analyst to support the firm’s core regulatory compliance program in a structured financial services environment. This role emphasizes ownership of detail-oriented processes and confidentiality.

You will administer the personal trading policy, coordinate licensing and registration with regulators, and conduct periodic control reviews while supporting regulatory exams and audits. Integrity and cross-functional collaboration are essential.

Qualifications

• 3 to 5 years of compliance experience in financial services.
• Experience with regulatory reporting including global beneficial ownership reporting and trade reporting.
• Marketing or advertising review experience.
• Familiarity with personal trading surveillance and conflicts management.
• Strong communication skills and ability to work across functions.
• High level of integrity, attention to detail and sound judgment.
• Ability to respond to a fast changing environment and think creatively.
• Visa sponsorship for work authorization is not available for this position now or in the future.

Responsibilities

• Support the core compliance program including employee related compliance areas (e.g., personal trading, conflicts of interest, OBAs); licensing and registration; regulatory and trade reporting; marketing material review; AML; and global policy development
• Administer Susquehanna's personal trading policy on a day-to-day basis
• Coordinate the firm's and employee's licensing and registration with various regulatory bodies
• Conduct periodic reviews and monitoring to assess the effectiveness of compliance controls
• Support regulatory exams, inquiries, and audits

Skills

Regulatory compliance

Communication skills

Attention to detail

Integrity

Adaptability

Job description

Susquehanna is seeking a Compliance Analyst to support the firm’s core regulatory compliance program in a structured financial services environment. This role emphasizes ownership of detail-oriented processes and confidentiality.

You will administer the personal trading policy, coordinate licensing and registration with regulators, and conduct periodic control reviews while supporting regulatory exams and audits. Integrity and cross-functional collaboration are essential.