Real-Time Equities Trading Compliance Lead

Susquehanna International Group, LLP; Bala Cynwyd (PA); On-site; USD 120,000 - 210,000; Full time

Job summary

Susquehanna International Group, LLP, seeks an experienced Trading Compliance professional to support U.S. equities trading and sales teams. You will provide real-time regulatory guidance, interpret rules, and help implement controls across desks, products, and platforms.

Collaborating with front-office stakeholders and global teams, you will translate complex regulatory expectations into practical guidance, assess risks, and monitor evolving market rules to protect market integrity.

Qualifications

• 5-10+ years of compliance experience in a compliance officer or trading advisory role focused on equities.
• Strong understanding of equities products and market structure.
• Working knowledge of Exchange Act rules, SEC and FINRA regulations, Regulation NMS/SHO, Rule 10b-5.
• Licenses such as Series 7 or Series 24, or willingness to obtain.
• Excellent judgment and ability to advise traders and stakeholders.

Responsibilities

• Develop and maintain understanding of trading strategies, products, and market microstructure to provide compliant guidance.
• Act as a day-to-day compliance contact across functions to offer practical regulatory advice.
• Collaborate with business to enhance processes, drive efficiencies, and support growth initiatives.
• Advise on regulatory considerations for new initiatives, algorithmic trading, and desk enhancements.
• Support system implementations, regulatory change initiatives, and control improvements.
• Prepare documentary support and coordinate with internal groups for regulatory inquiries.

Skills

Regulatory compliance

Equities market knowledge

Regulatory guidance

Stakeholder communication

Regulatory liaison

Education

Series 7 license

Series 24 license

Job description

Susquehanna International Group, LLP, seeks an experienced Trading Compliance professional to support U.S. equities trading and sales teams. You will provide real-time regulatory guidance, interpret rules, and help implement controls across desks, products, and platforms.

Collaborating with front-office stakeholders and global teams, you will translate complex regulatory expectations into practical guidance, assess risks, and monitor evolving market rules to protect market integrity.