Senior Fixed Income Compliance Leader

SIG Susquehanna; Philadelphia (Philadelphia County); On-site; USD 100,000 - 130,000; Full time

Job summary

SIG Susquehanna is seeking a Senior Fixed Income Compliance Officer in Philadelphia to provide real-time regulatory guidance to trading and sales teams. The role requires 5–10+ years of compliance experience in fixed income markets and a strong understanding of related products and regulations. Successful candidates will possess excellent judgment, communication skills, and the ability to translate regulatory expectations into practical guidance, fostering a strong culture of compliance within the organization.

Qualifications

• 5–10+ years of compliance experience within fixed income markets.
• Strong understanding of fixed income products.
• Working knowledge of relevant regulations.
• Excellent judgment and ability to provide practical advice.

Responsibilities

• Collaborate with the business to enhance processes.
• Advise on regulatory considerations for new business initiatives.
• Support new system and platform implementations.
• Prepare documentary support and coordinate responses to inquiries.
• Develop and maintain relationships with senior stakeholders.
• Provide day-to-day guidance on regulatory questions.
• Identify emerging risks.

Skills

Compliance experience

Fixed income product knowledge

Regulatory guidance

Communication skills

Job description

SIG Susquehanna is seeking a Senior Fixed Income Compliance Officer in Philadelphia to provide real-time regulatory guidance to trading and sales teams. The role requires 5–10+ years of compliance experience in fixed income markets and a strong understanding of related products and regulations. Successful candidates will possess excellent judgment, communication skills, and the ability to translate regulatory expectations into practical guidance, fostering a strong culture of compliance within the organization.