Senior Fixed Income Compliance Lead – Real-Time Guidance

SIG Susquehanna; Pennsylvania; On-site; USD 90,000 - 120,000; Full time

Job summary

SIG Susquehanna is looking for a Senior Fixed Income Compliance Officer in Pennsylvania. This role involves providing regulatory guidance and oversight to fixed income trading and sales teams. Candidates should have 5–10+ years of compliance experience in fixed income markets, strong understanding of related regulations, and excellent communication skills. Responsibilities include collaborating with business units, advising on regulatory considerations, and supporting control frameworks to ensure compliance.

Qualifications

• 5–10+ years of compliance experience within fixed income markets.
• Strong understanding of fixed income products (corporates, municipals, Treasuries, MBS/ABS, repo).
• Excellent judgment and communication skills.

Responsibilities

• Collaborate with the business to enhance processes and drive efficiencies.
• Advise on regulatory considerations for new business initiatives.
• Support regulatory change initiatives and control enhancements.

Skills

Compliance experience

Understanding of fixed income products

Excellent judgment and communication skills

Ability to provide concise practical advice

Education

Relevant licenses (e.g., Series 7, 24)

Job description

SIG Susquehanna is looking for a Senior Fixed Income Compliance Officer in Pennsylvania. This role involves providing regulatory guidance and oversight to fixed income trading and sales teams. Candidates should have 5–10+ years of compliance experience in fixed income markets, strong understanding of related regulations, and excellent communication skills. Responsibilities include collaborating with business units, advising on regulatory considerations, and supporting control frameworks to ensure compliance.