Senior Compliance Testing & QA Manager

TD Bank, N.A.; North Carolina; Hybrid; USD 87,000 - 139,000; Full time

Job summary

TD Bank, N.A. is seeking a Compliance Testing Manager in Charlotte, NC. The role leads independent Compliance testing engagements and provides subject matter expertise on controls and processes within the Compliance Quality Assurance function.

Hybrid work arrangement expected; prior experience in risk, policy advisory, and project management is highly valued. Candidates should bring deep knowledge of regulatory requirements and strong communication skills.

Qualifications

• CPA, CIA, CFE, CRCM or equivalent a plus
• 8+ years of internal audit, testing and/or quality assurance experience
• Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
• Skilled in using MS Office with emphasis on Excel and PowerPoint
• Clear and concise verbal and written communication skills

Responsibilities

• Executes and manages testing activities to achieve completion within target timelines
• Oversees testing engagements and communicates results
• Provides SME input to projects/initiatives in area of specialization
• Develops strong relationships with key partners
• Maintains culture of risk management and control across responsibilities

Skills

Policy advisory

Change mgmt

Project mgmt

Excel

PowerPoint

Communication

Education

Undergraduate degree or equivalent

7+ years of experience

Tools

MS Office

Job description

TD Bank, N.A. is seeking a Compliance Testing Manager in Charlotte, NC. The role leads independent Compliance testing engagements and provides subject matter expertise on controls and processes within the Compliance Quality Assurance function.

Hybrid work arrangement expected; prior experience in risk, policy advisory, and project management is highly valued. Candidates should bring deep knowledge of regulatory requirements and strong communication skills.