Senior Compliance Testing & Validation Lead

TD; Charlotte (NC); On-site; USD 72,000 - 108,000; Full time

Job summary

TD Bank US Compliance currently seeks a Senior Compliance Testing Analyst in Charlotte, NC to perform independent testing of regulatory controls across business units. You will deliver risk-based validations and contribute to a forward-looking compliance program.

You will lead testing efforts, document findings, and work with teams to implement improvements while navigating evolving regulatory requirements in a fast-paced environment.

Qualifications

• Undergraduate degree or equivalent work experience.
• 5+ years of experience in compliance testing or related field.

Responsibilities

• Execute independent testing and validations of regulatory controls for assigned units.
• Lead and collaborate with cross-functional teams to test, document findings, and propose improvements.
• Prepare findings and present to management.

Skills

Regulatory compliance

Testing & validation

Education

Undergraduate degree or equivalent

Job description

TD Bank US Compliance currently seeks a Senior Compliance Testing Analyst in Charlotte, NC to perform independent testing of regulatory controls across business units. You will deliver risk-based validations and contribute to a forward-looking compliance program.

You will lead testing efforts, document findings, and work with teams to implement improvements while navigating evolving regulatory requirements in a fast-paced environment.