Senior Compliance Testing Analyst — AI-Driven Controls

TD Bank Group; Charlotte (NC); On-site; USD 72,000 - 108,000; Full time

Job summary

TD Bank in the United States seeks a Senior Compliance Testing Analyst to execute independent testing of controls across business units and to support the second line of defense. You will work with cross-functional teams to validate regulatory compliance and improve risk controls.

The role requires a undergraduate degree or equivalent and 5+ years of experience in regulatory testing or audit, with strong communication and project-management skills.

Qualifications

• Undergraduate degree or equivalent work experience.
• 5+ years of experience in regulatory testing or audit.
• Strong verbal and written communication skills.
• Ability to manage multiple tasks and competing priorities.

Responsibilities

• Execute independent testing and validations of Compliance controls across the bank.
• Lead testing engagements and assist in cross-functional testing when needed.
• Prepare findings and present results to business lines and management.
• Apply regulatory knowledge and analytics to identify improvements in controls.

Skills

Regulatory compliance testing

Audit/testing experience

Communication skills

Project management

Education

Undergraduate degree or equivalent work experience

Tools

Microsoft Office

Data analytics tools

Job description

TD Bank in the United States seeks a Senior Compliance Testing Analyst to execute independent testing of controls across business units and to support the second line of defense. You will work with cross-functional teams to validate regulatory compliance and improve risk controls.

The role requires a undergraduate degree or equivalent and 5+ years of experience in regulatory testing or audit, with strong communication and project-management skills.