Senior AML Risk & Controls Testing Lead

TD Bank Group; New York (NY); On-site; USD 101,000 - 124,000; Full time

Job summary

TD Bank Group in New York, NY is seeking an experienced Financial Crime Risk Management testing specialist to join the team. The role focuses on independent evaluation of controls, documentation, and reporting of testing results with emphasis on regulatory requirements and risk mitigation.

Ideal candidates have 5+ years in transaction monitoring, KYC/EDD/CDD, and investigative experience, with the ability to interpret case narratives into actionable findings.

Qualifications

• Undergraduate degree or equivalent work experience.
• 5+ years experience in financial crime testing or related field.
• Knowledge of AML policies and regulatory expectations and ability to extract applicable actions from policies.

Responsibilities

• Executes testing engagement work in accordance with established standards to achieve timely completion.
• Conducts analytical research and analysis as part of testing objectives.
• Works collaboratively with key partners across testing engagements.
• Presents objective, independent findings on processes and controls in line with regulatory and internal requirements.
• Follows up on findings from testing reviews and contributes to continuous improvement.

Skills

Transaction Monitoring

KYC

EDD

CDD

Investigative experience

Regulatory knowledge

Education

Undergraduate degree or equivalent work experience

Job description

TD Bank Group in New York, NY is seeking an experienced Financial Crime Risk Management testing specialist to join the team. The role focuses on independent evaluation of controls, documentation, and reporting of testing results with emphasis on regulatory requirements and risk mitigation.

Ideal candidates have 5+ years in transaction monitoring, KYC/EDD/CDD, and investigative experience, with the ability to interpret case narratives into actionable findings.