Senior Compliance Testing Analyst

Dexian

Tampa (FL)

On-site

USD 83,200 - 95,680

Full time

14 days+

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Benefits offered by this job

Medical insurance

Vision insurance

Job summary

A leading company is seeking a Senior Compliance Analyst in Tampa, FL. The role involves coordinating compliance efforts across business units, ensuring adherence to regulations, and leading control evaluations. The ideal candidate will possess strong analytical and communication skills, and a proven ability in risk management and compliance testing.

Qualifications

Testing or audit experience is 100% required.
Strong understanding of industry standards and regulatory requirements.
Highly organized and detail-oriented with a track record of managing multiple priorities.

Responsibilities

Coordination and completion of compliance documents for all business units.
Lead control evaluations and compliance testing.
Ensure compliance with internal policies, external laws, and regulations.

Skills

Analytical skills

Communication

Organization

Risk assessment

Problem-solving

Education

3 to 8 years of experience in risk management

Tools

Microsoft Suite

Analytical tools (Tableau, Altryx, Python)

Job description

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Dexian provided pay range

This range is provided by Dexian. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$83,200.00/yr - $95,680.00/yr

Direct message the job poster from Dexian

Title: Senior Compliance Analyst

Location: Tampa, FL

Hours: Business

Start: ASAP

Job Description

Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. May lead and direct the work of others. A certain degree of creativity and latitude is required. Typically reports to a supervisor or manager.

Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within the Corporate Functions organization . Ensure compliance with internal policies, procedures, and external laws, rules, and regulations, while identifying necessary remediation actions. This includes developing and executing testing procedures, meticulously documenting results, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports.

Requirements

3 to 8 years of experience or equivalent expertise in risk management, assessment, control evaluations, or a related field, preferably within the financial services industry.
Strong understanding of industry standards and regulatory requirements, with the ability to stay updated on evolving regulatory landscapes.
Testing or audit experience is 100% required.
Proven ability to analyze complex issues, develop and implement effective risk mitigation strategies, and communicate insights clearly to senior stakeholders.
Proficient knowledge of risk management frameworks, regulations, and industry best practices.
Skilled in developing well-founded recommendations based on regulatory guidance, ensuring alignment with organizational goals and compliance requirements.
Highly organized and detail-oriented, with a track record of managing multiple priorities and delivering results in a fast-paced environment.
Strong analytical skills with the ability to interpret data and identify key risk areas.
Excellent communication skills, capable of conveying complex information clearly to diverse audiences.

Preferred Qualifications

CISM, CRISC, CISSP, CISA, CCEP, CRCM, CRCMP, GRCP, or other industry-recognized risk and risk certifications preferred.
A background in auditing and the ability to understand of internal controls is beneficial.
Proficiency in MS (Microsoft Suite) Office - Microsoft Word, Excel, Access, and PowerPoint.
Knowledge of data analytical tools such as Tableau, Altryx or Pythyon is a plus.

Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.

Seniority level