Senior Compliance Testing Analyst

Dexian; Tampa (FL); On-site; USD 70,000 - 90,000; Full time

Job summary

A leading financial services firm is seeking a Senior Compliance Analyst based in Tampa, FL. The role involves leading control evaluations, ensuring compliance with regulations, and managing risk mitigation strategies. Candidates should have 3 to 8 years of experience in risk management, with strong analytical and communication skills. This is a full-time position offering robust opportunities for career development.

Qualifications

• 3 to 8 years of experience in risk management or related field.
• Strong understanding of industry standards and regulatory requirements.
• Testing or audit experience required.
• Proven ability to develop and implement risk mitigation strategies.
• Skilled in communicating complex information to stakeholders.
• Highly organized with a track record of managing priorities.

Responsibilities

• Lead control evaluations and assess controls' effectiveness.
• Ensure compliance with internal policies and external laws.
• Develop and execute compliance testing procedures.
• Document results and make actionable recommendations.
• Distribute compliance testing review reports.

Skills

Risk management

Analytical skills

Communication skills

Attention to detail

Regulatory compliance

Tools

MS Office

Data analytical tools

Job description

This range is provided by Dexian. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Overview

Title: Senior Compliance Analyst

Location: Tampa, FL

Hours: Business

Start: ASAP

Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. May lead and direct the work of others. A certain degree of creativity and latitude is required. Typically reports to a supervisor or manager.

Responsibilities

Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within the Corporate Functions organization. Ensure compliance with internal policies, procedures, and external laws, rules, and regulations, while identifying necessary remediation actions. This includes developing and executing testing procedures, meticulously documenting results, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports.

Requirements

• 3 to 8 years of experience or equivalent expertise in risk management, assessment, control evaluations, or a related field, preferably within the financial services industry.
• Strong understanding of industry standards and regulatory requirements, with the ability to stay updated on evolving regulatory landscapes.
• Testing or audit experience is 100% required.
• Proven ability to analyze complex issues, develop and implement effective risk mitigation strategies, and communicate insights clearly to senior stakeholders.
• Proficient knowledge of risk management frameworks, regulations, and industry best practices.
• Skilled in developing well-founded recommendations based on regulatory guidance, ensuring alignment with organizational goals and compliance requirements.
• Highly organized and detail-oriented, with a track record of managing multiple priorities and delivering results in a fast-paced environment.
• Strong analytical skills with the ability to interpret data and identify key risk areas.
• Excellent communication skills, capable of conveying complex information clearly to diverse audiences.

Preferred Qualifications

• CISM, CRISC, CISSP, CISA, CCEP, CRCM, CRCMP, GRCP, or other industry-recognized risk certifications preferred.
• A background in auditing and the ability to understand internal controls is beneficial.
• Proficiency in MS Office (Word, Excel, Access, and PowerPoint).
• Knowledge of data analytical tools such as Tableau, Alteryx or Python is a plus.

Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.

Seniority level

• Associate

Employment type

• Full-time

Job function

• Accounting/Auditing
• Analyst
• Finance

Industries

• Financial Services
• Investment Banking
• Banking