Senior Compliance Tester: Risk & Controls Expert

Capital One; McLean (VA); On-site; USD 97,000 - 110,000; Full time

Job summary

Capital One is a diversified bank seeking a Senior Associate Compliance Tester to execute complex risk-based compliance reviews and independently validate business line adherence to laws and regulations.

You will collaborate with a team of Compliance professionals to monitor lines of business against Capital One's risk management framework and support testing across regulatory requirements.

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 2 years of audit, compliance, risk management, or related experience.
• Bachelor's Degree preferred.

Responsibilities

• Demonstrate an understanding of business processes, control frameworks, and related regulatory and compliance standards.
• Obtain and analyze data, supporting efforts to improve internal program elements and testing innovation with business partners.
• Manage schedules to ensure all results are completed within established timeframes and documented within systems of record.
• May assist with the execution of assessment plans by continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas.
• Establish and maintain strong relationships with Compliance Advisors and Business Areas.
• Support Compliance audit and exams as needed.
• Demonstrate strong problem-solving and conceptual skills.
• Demonstrate strong written and verbal communication skills, especially when relaying technical information and data to non-technical stakeholders.
• Exercise professional skepticism and judgement

Skills

Google G-Suite

Reveal

Data analysis

SQL

Python

RPA

OCR

NLP

Data analytics

Education

Bachelor's Degree

Tools

Robotics Processing Automation

Optical Character Recognition

Natural Language Processing

Job description

Capital One is a diversified bank seeking a Senior Associate Compliance Tester to execute complex risk-based compliance reviews and independently validate business line adherence to laws and regulations.

You will collaborate with a team of Compliance professionals to monitor lines of business against Capital One's risk management framework and support testing across regulatory requirements.