Senior Compliance Tester III: Controls & Risk Validation

kozmetickesluzby.vecnakraska.sk - Jobboard; McLean (VA); On-site; USD 117,300 - 133,900; Full time

Benefits offered by this job

Comprehensive health benefits

Performance-based incentives

Inclusive workplace culture

Job summary

Capital One is seeking a Compliance Tester III (Principal Associate) in McLean, VA, to ensure business processes align with compliance regulations across various lines of business. You will perform risk-based control reviews and collaborate with compliance professionals to maintain adherence to laws such as the Fair Credit Reporting Act.

Successful candidates will have considerable experience in finance and auditing, possess strong analytical skills, and be proficient in SQL and Python. This role includes competitive compensation and benefits.

Qualifications

• 3+ years of experience in audit, compliance, risk management, controls, or transaction reviews.
• 5+ years of experience in Financial Services.
• Ability to work effectively in a team.

Responsibilities

• Execute complex control reviews for line of business compliance.
• Manage schedules and ensure task completion.
• Develop innovative testing approaches.

Skills

Risk management

Auditing

Compliance

SQL

Python

Data analytics

Strong communication skills

Problem-solving

Education

Bachelor's degree in Auditing, Accounting, Finance, Economics, Information Systems, or Business Administration

Tools

Microsoft Office

Google G-Suite

Job description

Capital One is seeking a Compliance Tester III (Principal Associate) in McLean, VA, to ensure business processes align with compliance regulations across various lines of business. You will perform risk-based control reviews and collaborate with compliance professionals to maintain adherence to laws such as the Fair Credit Reporting Act.

Successful candidates will have considerable experience in finance and auditing, possess strong analytical skills, and be proficient in SQL and Python. This role includes competitive compensation and benefits.