Senior AML Compliance Tester - Risk & Control Validator

Capital One; Syosset (NY); On-site; USD 131,000 - 151,000; Full time

Benefits offered by this job

Competitive pay

Health benefits

Incentive compensation

Job summary

Capital One seeks a Principal Corporate Compliance Tester to support the AML testing program. The role involves executing risk-based testing under team leadership to independently validate adherence to AML laws and regulations across the enterprise and multiple business lines.

Responsibilities include developing test plans, managing schedules, analyzing data from various sources, and documenting results. A minimum of 2 years in compliance testing or related fields is required and a Bachelor’s

Qualifications

• 2+ years of Compliance Testing, Monitoring, QA, Audit, AML or Fraud Investigation experience.
• Bachelor’s degree preferred.
• Strong knowledge of AML laws and sanctions could be advantageous.

Responsibilities

• Execute targeted, complex transaction testing for line of business compliance.
• Develop and validate test plans; improve test design.
• Manage testing schedules and ensure timely reporting.
• Analyze data from multiple sources and document results per test plans.

Skills

Compliance Testing

Quality Assurance

Audit Experience

AML investigation

Fraud Investigation

Communication skills

Education

Bachelor’s degree

Tools

SAR filings

CTR reporting

STRs filing

Job description

Capital One seeks a Principal Corporate Compliance Tester to support the AML testing program. The role involves executing risk-based testing under team leadership to independently validate adherence to AML laws and regulations across the enterprise and multiple business lines.

Responsibilities include developing test plans, managing schedules, analyzing data from various sources, and documenting results. A minimum of 2 years in compliance testing or related fields is required and a Bachelor’s