Senior Compliance Tester: Risk-Based Reviews & Data Testing

Capital One; Chicago (IL); On-site; USD 88,000 - 100,000; Full time

Job summary

Capital One is seeking a Compliance Tester II to perform second line of defense risk-based compliance reviews and independently validate business line adherence to laws and regulations. The role involves testing data and automation for regulatory compliance, and collaborating with Compliance professionals to monitor risk within Capital One's framework.

You will support lines of business by testing regulatory adherence, retention guidelines, and contributing to testing document processes, with

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 2 years of experience in audit, compliance, risk management, control or transaction reviews.
• Bachelor's Degree preferred.

Responsibilities

• Demonstrate understanding of business processes and regulatory standards.
• Obtain and analyze data, support improvements with business partners.
• Manage schedules to ensure timely completion and documentation in systems of record.
• Assist with assessment plans by validating and improving designs in high risk areas.
• Establish and maintain relationships with Compliance Advisors and Business Areas.
• Support Compliance audit and exams as needed.
• Demonstrate strong problem-solving and communication skills with non-technical stakeholders.
• Exercise professional skepticism and judgement.

Skills

Regulatory compliance

Risk assessment

Data analysis

Communication skills

Problem solving

Education

Bachelor's degree

Tools

Google G-Suite

Reveal

SQL

Python

Job description

Capital One is seeking a Compliance Tester II to perform second line of defense risk-based compliance reviews and independently validate business line adherence to laws and regulations. The role involves testing data and automation for regulatory compliance, and collaborating with Compliance professionals to monitor risk within Capital One's framework.

You will support lines of business by testing regulatory adherence, retention guidelines, and contributing to testing document processes, with