Senior Associate Compliance Tester: Risk & Controls

Military Friendly Company; Wilmington (DE); On-site; USD 88,000 - 100,000; Full time

Job summary

Capital One is seeking a Compliance Tester II to execute risk-based compliance reviews, validating business line adherence to laws and internal standards. The role supports lines of business through testing of regulatory requirements, data and automation, and adherence to testing documentation retention guidelines.

The position requires collaboration with Capital One Compliance Professionals to monitor risk, manage schedules, and communicate findings to stakeholders in a clear, data-driven

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 2 years of experience in audit, compliance, risk management, control or transaction reviews

Responsibilities

• Demonstrate an understanding of business processes and related regulatory and compliance standards
• Obtain and analyze data, supporting efforts to improve internal program elements and testing innovation with business partners
• Manage schedules to ensure all results are completed within established timeframes and documented within systems of record
• May assist with the execution of assessment plans by continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas
• Establish and maintain strong relationships with Compliance Advisors and Business Areas
• Support Compliance audit and exams as needed
• Demonstrate strong problem-solving and conceptual skills
• Demonstrate strong written and verbal communication skills, especially when relaying technical information and data to non-technical stakeholders
• Exercise professional skepticism and judgement

Skills

Audit experience

Compliance testing

Risk management

Data analysis

Communication skills

Education

High School Diploma

Bachelor's Degree

Tools

Google G-Suite

Reveal

SQL

Python

Job description

Capital One is seeking a Compliance Tester II to execute risk-based compliance reviews, validating business line adherence to laws and internal standards. The role supports lines of business through testing of regulatory requirements, data and automation, and adherence to testing documentation retention guidelines.

The position requires collaboration with Capital One Compliance Professionals to monitor risk, manage schedules, and communicate findings to stakeholders in a clear, data-driven