Senior Compliance Tester – Risk & Data Analytics

Capital One; Chicago (IL); On-site; USD 110,000 - 125,000; Full time

Job summary

Capital One is seeking a Compliance Tester III to perform key second line of defense activities, executing complex risk-based reviews and validating adherence to laws and regulations. You will collaborate with Compliance professionals to monitor lines of business within Capital One's risk framework, testing data and automation for regulatory compliance and ensuring proper testing documentation.

The role emphasizes understanding business processes, managing schedules, analyzing data, and

Qualifications

• High School Diploma or equivalent required.
• 3+ years in audit, compliance, risk management, or reviews preferred.
• Bachelor's Degree preferred.

Responsibilities

• Understand business processes, control frameworks, and regulatory standards.
• Analyze data and support testing with business partners.
• Manage schedules to ensure timely results in systems of record.
• Assist with assessment plans and improve testing in high‑risk areas.
• Maintain strong relationships with Compliance Advisors and Business Areas.
• Support audits and exams as needed.
• Communicate findings clearly to stakeholders.

Skills

Problem solving

Communication

Data analysis

Regulatory testing

Education

High School Diploma

Bachelor's Degree

Tools

Google G-Suite

Reveal

Robotics Process Automation

OCR

Natural Language Processing

SQL

Python

Job description

Capital One is seeking a Compliance Tester III to perform key second line of defense activities, executing complex risk-based reviews and validating adherence to laws and regulations. You will collaborate with Compliance professionals to monitor lines of business within Capital One's risk framework, testing data and automation for regulatory compliance and ensuring proper testing documentation.

The role emphasizes understanding business processes, managing schedules, analyzing data, and