Senior Compliance Tester II: Risk & Data Assurance

Capital One Group; Plano (TX); On-site; USD 88,000 - 100,000; Full time

Job summary

Capital One is seeking a Compliance Tester II in Plano, TX to perform a key second line of defense by executing complex risk-based reviews and independently validating adherence to laws and regulations.

You will collaborate with Compliance Advisors and business areas to test regulatory requirements, analyze data, manage schedules, and support audits and exams, while documenting results in official systems.

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 2 years of experience in audit, compliance, risk management, control or transaction reviews.
• Bachelor's Degree preferred in a related field.

Responsibilities

• Demonstrate an understanding of business processes and related regulatory and compliance standards.
• Obtain and analyze data, supporting efforts to improve internal program elements and testing innovation with business partners.
• Manage schedules to ensure all results are completed within established timeframes and documented within systems of record.
• May assist with the execution of assessment plans by continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas.
• Establish and maintain strong relationships with Compliance Advisors and Business Areas.
• Support Compliance audit and exams as needed.
• Demonstrate strong problem-solving and conceptual skills.
• Demonstrate strong written and verbal communication skills, especially when relaying technical information and data to non-technical stakeholders.
• Exercise professional skepticism and judgement.

Skills

Data analysis

Python

SQL

RPA

OCR

NLP

G-Suite

Reveal

Education

Bachelor's Degree

High School Diploma

Tools

SQL

Python

G-Suite

Reveal

Robotics Process Automation

OCR

NLP

Job description

Capital One is seeking a Compliance Tester II in Plano, TX to perform a key second line of defense by executing complex risk-based reviews and independently validating adherence to laws and regulations.

You will collaborate with Compliance Advisors and business areas to test regulatory requirements, analyze data, manage schedules, and support audits and exams, while documenting results in official systems.