Senior Compliance Tester – Regulatory Risk & Testing

Capital One Group; McLean (VA); On-site; USD 121,000 - 138,000; Full time

Job summary

Capital One is seeking a Principal Associate for Corporate Compliance Testing in McLean, VA. The role executes risk-based transaction testing to validate adherence to laws and guidance, working cross-functionally with business partners and compliance advisors.

Strong attention to detail and excellent communication are essential. The position involves performing complex testing, control reviews, data analysis, and reporting within established timeframes, with potential incentive opportunities and

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 3 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit.
• Excellent verbal and written communication skills.

Responsibilities

• Testing adherence to business and regulatory requirements
• Testing risk based compliance transactions
• Control reviews focused on reviewing control activities mitigating risks and requirements
• Execute targeted, complex transaction testing for regulatory and line of business compliance requirements
• Manage testing schedules to ensure all tasks and reporting are completed within established timeframes
• Obtain and analyze test data from multiple sources, following documented test plans
• Develop new ways to test large populations of data
• Demonstrate ability to communicate results to Compliance Officers and stakeholders

Skills

Attention to detail

Verbal and written communication

Cross-functional collaboration

Education

High School Diploma, GED or equivalent certification

Bachelor's degree

Tools

Excel

SQL

Teradata

Redshift

Job description

Capital One is seeking a Principal Associate for Corporate Compliance Testing in McLean, VA. The role executes risk-based transaction testing to validate adherence to laws and guidance, working cross-functionally with business partners and compliance advisors.

Strong attention to detail and excellent communication are essential. The position involves performing complex testing, control reviews, data analysis, and reporting within established timeframes, with potential incentive opportunities and