Senior Compliance Testing Analyst

Capital One; Deerfield (IL); On-site; USD 88,000 - 100,000; Full time

Job summary

Capital One is seeking a Senior Associate Compliance Tester in Illinois to execute complex risk-based compliance reviews and independently validate adherence to laws and regulations. You will collaborate with Compliance professionals to monitor lines of business against Capital One's risk framework.

The role emphasizes data analysis, testing controls, and maintaining documentation. Eligibility varies by location, with a bonus/incentive program and benefits described in the posting.

Qualifications

• At least 2 years of experience in audit, compliance, risk management, control or transaction reviews.
• Bachelor's Degree preferred; other qualifications listed in job post.
• Proficiency with Google G-Suite and Reveal.
• 3+ years of financial services consumer compliance monitoring, auditing, risk management, or compliance experience.

Responsibilities

• Demonstrate an understanding of business processes and related regulatory and compliance standards.
• Obtain and analyze data, supporting efforts to improve internal program elements and testing innovation with business partners.
• Manage schedules to ensure all results are completed within established timeframes and documented within systems of record.
• May assist with the execution of assessment plans by continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas.

Skills

Data analysis

SQL

Python

Regulatory compliance

Education

Bachelor's Degree

High School Diploma / GED

Tools

Google G-Suite

Reveal

Job description

Capital One is seeking a Senior Associate Compliance Tester in Illinois to execute complex risk-based compliance reviews and independently validate adherence to laws and regulations. You will collaborate with Compliance professionals to monitor lines of business against Capital One's risk framework.

The role emphasizes data analysis, testing controls, and maintaining documentation. Eligibility varies by location, with a bonus/incentive program and benefits described in the posting.