Compliance Tester III: Data-Driven Regulatory Oversight

Capital One; Plano (TX); Sur place; USD 110 000 - 125 000; Plein temps

Résumé du poste

Capital One is seeking a Compliance Tester III in Plano, TX to independently validate business line adherence to laws and regulations through complex risk-based reviews. You will test regulatory requirements, analyze data, and collaborate with Compliance Advisors and business partners to improve testing processes and outcomes.

The role supports testing in a robust control environment with strong written and verbal communication, ensuring documentation and timelines are maintained across testing

Qualifications

• 3+ years in audit, compliance, risk management, or transaction reviews
• Bachelor's degree preferred
• Proficiency with Google G-Suite and Reveal
• 4+ years in financial services compliance monitoring or testing (preferred)

Responsabilités

• Demonstrate understanding of business processes and regulatory standards
• Obtain and analyze data; support testing with business partners
• Manage schedules to ensure timely completion and proper documentation
• Assist with assessment plans and improve existing designs
• Maintain relationships with Compliance Advisors and Business Areas
• Support audits and exams as needed

Connaissances

Data analysis

Audit & risk

Regulatory testing

Communication

Formation

Bachelor's Degree

Outils

Google G-Suite

Reveal

SQL

Python

Description du poste

Capital One is seeking a Compliance Tester III in Plano, TX to independently validate business line adherence to laws and regulations through complex risk-based reviews. You will test regulatory requirements, analyze data, and collaborate with Compliance Advisors and business partners to improve testing processes and outcomes.

The role supports testing in a robust control environment with strong written and verbal communication, ensuring documentation and timelines are maintained across testing