Senior Compliance Risk & Oversight Manager

Socket.dev; Maine; On-site; USD 91,000 - 146,000; Full time

Job summary

TD Bank US Compliance is seeking a Compliance Business Oversight Manager to provide independent second-line risk oversight across U.S. Corporate Office programs, including governance, risk management and regulatory compliance.

The role partners with Legal, Finance, Risk, Corporate Secretary, Third Party Risk Management, Audit and Technology to ensure regulatory requirements are identified, assessed, and effectively managed.

Qualifications

• Undergraduate degree or equivalent work experience.
• 7+ years of compliance experience.
• Experience with major U.S. banking regulations and oversight responsibilities.

Responsibilities

• Advise the business on compliance regulatory changes.
• Provide independent oversight and credible challenge to leaders.
• Lead or support regulatory reviews, audits, and exams.
• Develop and maintain Compliance program activities and governance reporting.
• Collaborate with Legal, Finance, Risk, and other functions across the TD network.

Skills

Independent oversight

Regulatory risk

Stakeholder management

Communication skills

Regulatory change management

Education

Undergraduate degree or equivalent

7+ years of experience

Tools

CRCM

Regulatory frameworks

Job description

TD Bank US Compliance is seeking a Compliance Business Oversight Manager to provide independent second-line risk oversight across U.S. Corporate Office programs, including governance, risk management and regulatory compliance.

The role partners with Legal, Finance, Risk, Corporate Secretary, Third Party Risk Management, Audit and Technology to ensure regulatory requirements are identified, assessed, and effectively managed.