Compliance Oversight Lead – Risk & Regulatory Programs

TD

Charlotte (NC)

On-site

USD 91,000 - 146,000

Full time

12 hours ago

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Job summary

TD Bank US Compliance in Charlotte, NC is seeking a Compliance Business Oversight Manager to lead extensive regulatory initiatives and guide the design and execution of enterprise-wide compliance programs. The role emphasizes advanced analysis, cross-functional collaboration, and clear executive communication to ensure adherence to federal and state consumer protection laws.

The position requires 7+ years of experience, an undergraduate degree, and strong skills in governance, risk assessment,

Qualifications

Strong knowledge of consumer protection laws, regulations and related regulatory requirements.
Excellent verbal and written communication, including executive-level reporting.
Proficiency in PowerPoint and Excel for analytics and presentations.
Experience leading compliance-related projects and cross-functional initiatives.
Independent thinker with sound judgment and ability to provide effective challenge.
Third-party/vendor oversight experience preferred.
CRCM certification is a plus.

Responsibilities

Provides guidance and support to management on development and maintenance of Compliance programs.
Leads regulatory examinations, inquiries, audits and exams across TD entities.
Prepares summaries and briefing notes to report on the status of compliance initiatives.
Manages high-risk initiatives and escalations and coordinates across business lines.
Maintains oversight of management reporting and analysis related to compliance.