Senior Advertising Compliance Analyst - Hybrid, Impact & Risk

Transamerica; Denver (CO); Hybrid; USD 78,000 - 88,000; Full time

Benefits offered by this job

Benefits Package

401k Match

Pension Plan

Employee Discounts

Health Insurance

Job summary

Transamerica is seeking a Regulatory Compliance professional to independently review and approve advertising, marketing, and communications materials to ensure alignment with regulatory requirements. You will assess submissions, identify risks, and guide partners across sales, marketing, and product teams.

The role supports a hybrid work model with three days in office at a Denver hub and potential travel for regulatory matters.

Qualifications

• 5+ years of regulatory, securities, insurance, marketing, advertising compliance, or related experience.
• 2+ years of experience reviewing advertising requirements, marketing communications standards, and applicable state, federal, securities, insurance, FINRA, and/or SEC rules.

Responsibilities

• Independently review, analyze, edit and approve advertising, marketing, and communications materials while researching applicable regulatory requirements.
• Evaluate complex advertising submissions, identify regulatory and reputational risk, and determine remediation or escalation.
• Provide guidance to business partners, sales, marketing, product teams, and other stakeholders regarding advertising compliance standards.
• Maintain records, approvals, documentation, and evidence supporting advertising review activities.
• Coordinate regulatory filings with FINRA, state insurance departments, or other regulators as needed.
• Identify and implement new or enhanced practices, tools, and controls to improve advertising review quality and efficiency.
• Compile information for management, regulatory, or compliance reporting and analyze trends.
• Participate in regulatory examinations and audits and assist with responses or remediation.

Skills

Regulatory compliance

Financial services

Analytical skills

Communication skills

Project management

Education

Bachelor’s degree in business, legal studies, risk management, compliance or related field

Tools

MS Office

Advertising review systems

Job description

Transamerica is seeking a Regulatory Compliance professional to independently review and approve advertising, marketing, and communications materials to ensure alignment with regulatory requirements. You will assess submissions, identify risks, and guide partners across sales, marketing, and product teams.

The role supports a hybrid work model with three days in office at a Denver hub and potential travel for regulatory matters.