Senior Advertising Compliance Analyst — Hybrid Finra Regs

Transamerica; Denver (CO); Hybrid; USD 78,000 - 88,000; Full time

Benefits offered by this job

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Vision Insurance

Paid Time Off (PTO)

Holiday Pay

Job summary

Transamerica in Denver is seeking a Senior Advertising Compliance Specialist to review and approve marketing materials for regulatory and policy conformity. You will research applicable rules, coordinate filings, and guide business partners to maintain high standards.

The role requires 5+ years in regulatory or advertising compliance, FINRA licenses or ability to obtain, and strong communication. This hybrid position offers in-office days in Denver with flexible arrangements and a comprehensive

Qualifications

• Bachelor’s degree in business, legal studies, risk management, compliance or related field is required.
• 5+ years of regulatory, securities, insurance, marketing, advertising compliance, or related compliance experience.
• 2+ years of experience reviewing advertising requirements, marketing communications standards, and applicable rules.

Responsibilities

• Independently review, analyze, edit and approve advertising, marketing, and communications materials to ensure regulatory compliance.
• Identify regulatory and reputational risk and determine remediation or escalation.
• Provide guidance to business partners and stakeholders on advertising compliance standards.
• Maintain records and evidence supporting advertising review activities.
• Coordinate regulatory filings with FINRA, state insurance departments, or other regulators as needed.
• Suggest and implement improvements to enhance review quality and efficiency.
• Compile information for management and regulatory reporting; analyze trends.
• Support regulatory examinations and internal audits related to advertising compliance.

Skills

Regulatory compliance

Advertising compliance

Communication

Analytical thinking

Project coordination

Microsoft Office

Education

Bachelor’s degree in business, legal studies, risk management, compliance or related field

FINRA Series 7 and 24; or obtain within 6 months of entry

Tools

Advertising review platforms

Regulatory filing processes

Document management systems

Job description

Transamerica in Denver is seeking a Senior Advertising Compliance Specialist to review and approve marketing materials for regulatory and policy conformity. You will research applicable rules, coordinate filings, and guide business partners to maintain high standards.

The role requires 5+ years in regulatory or advertising compliance, FINRA licenses or ability to obtain, and strong communication. This hybrid position offers in-office days in Denver with flexible arrangements and a comprehensive